Regulatory Compliance Specialist

  • Post Date: September 2, 2021
  • Isle of Man
Job Description

Working within the Risk, Legal and Compliance department you will be responsible for embedding and maintaining a compliance framework within all companies and branches, providing support and advice on the identification and management of regulatory compliance risks across the group.

Reporting to the Chief Compliance Officer, duties and responsibilities will include:
– Maintenance of handbooks, regime papers, and jurisdictional risk papers;
– Provision of advice to all levels of employees;
– Analysing and driving the implementation of regulatory change;
– Responding to questions from regulators;
– Involvement in companywide projects;
– Responding to Ombudsmen complaints;
– Assisting with Compliance Assurance Reviews;
– Delivering training in Compliance related subjects

Skills and Experience Required:
– Ideally have at least 5 years compliance experience, preferably within the life insurance or investments industry and hold a relevant professional qualification;
– Good understanding of the markets and knowledge of regulations and legislation within the financial services sector;
– Good written and verbal communication and analytical skills;
– Ability to work independently and apply judgement;
– Be a good team player;
– Strong working knowledge of Microsoft Office.

Phone 01624 615600